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FINRA Awards for Ronald H. Walton

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0053605/16/2013Claimant(s): Gary Kern
Claimant Lawyers(s): Gary W. Kern
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Damian J. Betz
Arbitrator(s): Ronald H. Walton, Steele Thomas Williams, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark Icon$0
09-0420907/27/2010Claimant(s): The Estate of Philip Greenbaum
Claimant Lawyers(s): Adam Doner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Ronald H. Walton, Barth Satuloff, Louis Moroff
Hearing Site: Boca Raton, FL
Checkmark Icon$190,000
09-0331707/26/2010Claimant(s): Barbara Hager, Robert Hager, Robert J. Hager and Barbara R. Hager
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Ronald H. Walton, Frank Brenner, Elizabeth A. Townes
Hearing Site: Tampa, FL
Checkmark Icon$0

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