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FINRA Awards for Gary W. Kern

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0053605/16/2013Claimant(s): Gary Kern
Claimant Lawyers(s): Gary W. Kern
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Damian J. Betz
Arbitrator(s): Ronald H. Walton, Steele Thomas Williams, Oliver J. Janney
Hearing Site: Tampa, FL
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