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FINRA Awards for Robert A. Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0353004/12/2019Claimant(s): Johnson Andrews
Claimant Lawyers(s): Johnson George Andrews
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Robert A. Cohen, Roger B. Jacobs, Harrison Johnson
Hearing Site: New York, NY
Checkmark IconExpungement
13-0145007/09/2015Claimant(s): Laidlaw Biopower, Laidlaw Energy Group.
Claimant Lawyers(s): Michael B. Bartoszek
Respondent(s): Richard Buhr, Chatsworth Securities
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo
Hearing Site: New York, NY
Checkmark Icon$0
06-0448011/07/2008Claimant(s): Phyllis Francis
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Norris D. Wolff, William R.H. Martin, Robert A. Cohen
Hearing Site: Newark, NJ
Checkmark Icon$0

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