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FINRA Awards for Peter Grayson

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0176505/06/2020Claimant(s): Anne Marie Roberts
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0448605/15/2013Claimant(s): Marla Behrman
Claimant Lawyers(s): Eric J. Brenner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg
Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter
Hearing Site: New York, NY
Checkmark IconDeclaratory judgment about designated beneficiaries.

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