Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03169 | 06/08/2016 | Claimant(s): Brianna M. Leddy, Brooke Y. McWilliams, Connor McWilliams, Michael Leddy, Morgan E. McWilliams, Ryan Leddy, Shane W. McWilliams, IRA FBO Karen L. McWilliams, Karen L. and Kirk A. McWilliams Claimant Lawyers(s): Vicki Kuftic Horne Respondent(s): Patricia Miller, Janney Montgomery Scott LLC Respondent Lawyers(s): David L. Ward, Patricia S. Miller Arbitrator(s): Kathleen P. Helbig-Hannan, Christopher Lepore, Mary Kathleen Coleman Hearing Site: Pittsburgh, PA |  | $320,490 |
| 11-01011 | 08/07/2012 | Claimant(s): Jack Goldsmith, FMTC Custodian IRA Rollover Provision FB Claimant Lawyers(s): Vicki Kuftic Horne Respondent(s): Fred Galovich, Galovich Financial Planning Services, WRP Investments. Respondent Lawyers(s): James A. McGovern Arbitrator(s): Garry Lee Hogan, Jay H. Feldstein, Michael R. Stabile Hearing Site: Pittsburgh, PA | | $410,000 |