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FINRA Awards for Vicki Kuftic Horne

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0459005/24/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Reim
Respondent Lawyers(s): Vicki Kuftic Horne
Arbitrator(s): Barry Goldman, Paul H. McKenna, James G. Kirk
Hearing Site: Pittsburgh, PA
10-0236306/14/2011Claimant(s): Christine O'Leary, Edward Harmon, Orrin Lebrew
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): BNY Mellon Capital Markets
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Roger W. Van Deusen, Timothy Shay Davis, Charles B. Jarrett
Hearing Site: Pittsburgh, PA

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