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FINRA Awards for Beau Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0566811/10/2010Claimant(s): Jane C. Love IRAA
Claimant Lawyers(s): Meghan McAllister
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Beau Cox
Arbitrator(s): Michael L. Weissman, Sondra Sellars, Martin A. Duncan
Hearing Site: Chicago, IL
Checkmark Icon$1
07-0300604/09/2010Claimant(s): J.A. Majors Corporation
Claimant Lawyers(s): Mark A. Hendrix
Respondent(s): UBS Financial Services Inc., PFPC., Wachovia Corporation
Respondent Lawyers(s): Beau Cox, Linda R. Stahl
Arbitrator(s): Helmut O. Wolff, Nichole C. Ake, Edward J. Lynch
Hearing Site: Dallas, TX
Checkmark Icon$0

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