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FINRA Awards for Michael E. Martin

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0050902/11/2022Claimant(s): James LeFebvre, Trustee
Claimant Lawyers(s): Bart Heemskerk
Respondent(s): Dennis LeFebvre, UBS Financial Services Inc., Michael Martin, Patrick Donnelly
Respondent Lawyers(s): Dennis L. LeFebvre, Gregory S. Sparer, Matthew B. Baum
Arbitrator(s): Kenneth R. Starr, Brian Patrick Quinn, Jerome Blevins
Hearing Site: Tampa, FL
Checkmark Icon$0
13-0240903/01/2016Claimant(s): Teresa Wiles
Claimant Lawyers(s): Richard B Fosher
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Bill Swinford, Stuart D. Summers, Michael E. Martin
Hearing Site: Louisville, KY
Checkmark Icon$134,530
10-0294312/05/2011Claimant(s): Grayce Stewart
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Morgan Keegan & Company., William Shamburger
Respondent Lawyers(s): Christie A. Moore
Arbitrator(s): Jeffrey M. Bain, Cheryl Renee Cravens, Michael E. Martin
Hearing Site: Louisville, KY
Checkmark Icon$98,000

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