FINRA Awards for William D. Nelson

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-02794	10/21/2008	Claimant(s): Annika Clark Claimant Lawyers(s): Steven M. Feder Respondent(s): Derek Kent, Sagepoint Financial. Respondent Lawyers(s): Gene R. Thornton, William D. Nelson Arbitrator(s): Robert D. Greenlee, John E. Plock, Bernard A. Clark Hearing Site: Denver, CO		$549,918
07-00384	06/16/2008	Claimant(s): David Clappisi, Melanie Clappisi Claimant Lawyers(s): Patrick D. Vellone Respondent(s): Derek Kent, Sagepoint Financial., AIG SunAmerica Inc. Respondent Lawyers(s): John P. Glenn, William D. Nelson Arbitrator(s): Malcolm T. Cleland, Steven Meyrich, Martha M. Walker Hearing Site: Denver, CO		$511,228
06-01384	05/08/2008	Claimant(s): Susan Wickizer Claimant Lawyers(s): Paul N. Young Respondent(s): Jeffrey Toman, Piper Jaffray & Co. Respondent Lawyers(s): William D. Nelson Arbitrator(s): Joseph M. Costello, Rhonda L. Rhodes, Michael A. Ruderman Hearing Site: Denver, CO		$0
06-04822	02/29/2008	Claimant(s): Neal Winberg, Shelley Winberg, Winberg Family Partnership, LLP, Winberg Family Char. Remainder Trust Claimant Lawyers(s): Rodney K. Vincent Respondent(s): Debra Silversmith, Donald Silversmith, Omnivest. Respondent Lawyers(s): Russell K. Bean, William D. Nelson Arbitrator(s): Jeffrey M. Bain, Richard M. Duxbury, David K. Schaal Hearing Site: Omaha, NE		$307,717