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FINRA Awards for Mark E. Maddox

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Displaying 41-45 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0360510/05/2009Claimant(s): Donna G. Leinart-Clegg, Indiv. &
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Mills, Waterstone Financial Group
Respondent Lawyers(s): David J. Freniere, Mark Wayne Mills
Arbitrator(s): Sharon R. Merriman, Kathleen A. DeLaney, James A. Morrow
Hearing Site: Indianapolis, IN
Checkmark Icon$500,000
08-0064703/13/2009Claimant(s): Jo Wright
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jason M. Hale
Arbitrator(s): Daniel P. Urban
Hearing Site: Indianapolis, IN
Checkmark Icon$18,000
08-0066101/27/2009Claimant(s): Kraemer Diel
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Robert C. Upton, Earle Park Kelley, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
Checkmark Icon$15,000
06-0218911/14/2007Claimant(s): John Rauch
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. Deprez
Arbitrator(s): Lawrence W. Arness, David William Russell, Tim D. Bachus
Hearing Site: Indianapolis, IN
Checkmark Icon$100,300
06-0018210/18/2007Claimant(s): M. McKinney, Merrimac Corporation
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. DePrez
Arbitrator(s): Daniel P. Urban, Joseph V. Simeri, Zachary Ryan Schroer
Hearing Site: Indianapolis, IN
Checkmark Icon$3,321,440

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