14-03749 | 03/13/2019 | Claimant(s): Marcus Salouk Claimant Lawyers(s): Steven G. Legum Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |
16-03026 | 05/15/2018 | Claimant(s): Dana Korr, David Korr, Jill Korr, Jonathan Korr Claimant Lawyers(s): Marc S Gottlieb Respondent(s): Wells Fargo Advisors, Peter Stabell Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Howard L. Sobel, Evdokia Sofos, Jeffrey P. Bachmann Hearing Site: New York, NY
| | Expungement |
09-06530 | 11/07/2011 | Claimant(s): Kenji Higuchi Claimant Lawyers(s): Madelyn R. Shulman Respondent(s): William Heiden Respondent Lawyers(s): William David Heiden Arbitrator(s): Jeffrey P. Bachmann, Walter M. Schackman, Andrew J. Gerber Hearing Site: New York, NY
| | $400,000 |