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FINRA Awards for Jeffrey P. Bachmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0374903/13/2019Claimant(s): Marcus Salouk
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas
Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner
Hearing Site: New York, NY
Checkmark Icon$0
16-0302605/15/2018Claimant(s): Dana Korr, David Korr, Jill Korr, Jonathan Korr
Claimant Lawyers(s): Marc S Gottlieb
Respondent(s): Wells Fargo Advisors, Peter Stabell
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Howard L. Sobel, Evdokia Sofos, Jeffrey P. Bachmann
Hearing Site: New York, NY
Checkmark IconExpungement
09-0653011/07/2011Claimant(s): Kenji Higuchi
Claimant Lawyers(s): Madelyn R. Shulman
Respondent(s): William Heiden
Respondent Lawyers(s): William David Heiden
Arbitrator(s): Jeffrey P. Bachmann, Walter M. Schackman, Andrew J. Gerber
Hearing Site: New York, NY
Checkmark Icon$400,000

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