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FINRA Awards for John D. Nagy

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0324004/03/2019Claimant(s): Angela Siegel, The Siegel and Reichek Family Irrevocabl
Claimant Lawyers(s): Jeffrey I. Baum
Respondent(s): Ameriprise Financial Services., Joel Goodman
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
Checkmark Icon$0
13-0073710/21/2014Claimant(s): Moche Hachamovitch, Sabi Trust U/T/A DTD 2/17/2009
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley Smith Barney
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Boyd H. Scheff, John D. Nagy, Karen Ann Kowarsky
Hearing Site: New York, NY
Checkmark IconExpungement

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