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FINRA Awards for Francis J. Pavetti

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0465812/19/2013Claimant(s): Hugh Hunsinger, Mary Hunsinger
Claimant Lawyers(s): Richard J. Grahn
Respondent(s): Hugh Hunsinger, Lincoln Financial Advisors Corporation, Sagemark Consulting, The Lincoln National Life Insurance Co.
Respondent Lawyers(s): Fred Knopf, Hugh Robert Hunsinger
Arbitrator(s): Diane Getzler, Francis J. Pavetti, Charles Franklin Willson
Hearing Site: Hartford, CT
Checkmark Icon$3,502,760
11-0151311/19/2012Claimant(s): Ronald Viola
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): William I. Carmen, Jane S. McMahon, Francis J. Pavetti
Hearing Site: Hartford, CT
Checkmark IconExpungement

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