| 18-03614 | 03/07/2022 | Claimant(s): Ellen Friedman, George Vrakas, Katherine Looper, Paul Cohen, Thomas Scheidt, William Bump, Chicago Houston Partners, NNN Congress Center 10, NNN Congress Center 13, NNN Congress Center 14, NNN Congress Center 15, NNN Congress Center 16, NNN Congress Center 3, NNN Congress Center 4, NNN Congress Center 7, NNN Congress Center Member 10, NNN Congress Center Member 13, NNN Congress Center Member 14, NNN Congress Center Member 15, NNN Congress Center Member 16, NNN Congress Center Member 3, NNN Congress Center Member 4, NNN Congress Center Member 7, Karen J Fils Estate; WilliamBump,Executr, Stanley Cohen Estate;L.Leventon,Executor, JonMar Partnership, GeorgeVrakas, GP, Looper Family Trust, KatherineLooperTTEE
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Wilfredo Felix, Primex
Respondent Lawyers(s): Wilfredo Felix
Arbitrator(s): Kenneth E. Owen, Daniel R. Brush, John R Sustersic
Hearing Site: Los Angeles, CA
|  | $1,034,170 |
| 19-03229 | 03/03/2022 | Claimant(s): Mary McAllister Morton, The Susie McAllister Morton Living Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Anita Rae Shapiro, George Herman Frisch, Alina Landver
Hearing Site: Los Angeles, CA
| | $0 |
| 21-00928 | 02/25/2022 | Claimant(s): Zahid Awan
Claimant Lawyers(s): Zahid H Awan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Travis L. Salmon
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212/12511 |
| 21-01076 | 02/04/2022 | Claimant(s): Farid Ghafelpour
Claimant Lawyers(s): Farid Ghafelpour
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Barbara M. Zak, W. Alex King, Xochitl Arteaga
Hearing Site: Los Angeles, CA
| | $0 |
| 21-02256 | 01/27/2022 | Claimant(s): Armin Zeyafatzadeh
Claimant Lawyers(s): Armin Zeyafatzadeh
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
| | $21,488 |
| 21-02351 | 01/27/2022 | Claimant(s): Michael Lovelady
Claimant Lawyers(s): Michael Lovelady
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
| | $0 |
| 21-01660 | 12/28/2021 | Claimant(s): Arec Simeri
Claimant Lawyers(s): Nathan C. Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $63 |
| 21-02220 | 12/22/2021 | Claimant(s): Samantha Flores
Claimant Lawyers(s): Samantha Flores
Respondent(s): Aspiration Financial LLC
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $2,500 |
| 20-03841 | 12/21/2021 | Claimant(s): Edward Denton
Claimant Lawyers(s): Edward E Denton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Paula K. Konikoff, Erin Person, Linda Wilde
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-00242 | 12/17/2021 | Claimant(s): Louis Wendruck
Claimant Lawyers(s): Marc Zussman
Respondent(s): Robert Souza, Gamble Jones Investment Counsel
Respondent Lawyers(s): Robert Ericson
Arbitrator(s): Constance Ellen Boukidis, Andrew Levy, Alma Rene Holland
Hearing Site: Los Angeles, CA
| | $208,892 |
