| 20-00983 | 01/25/2022 | Claimant(s): Gary Hager, Gary Hager IRA, Gary Hager Roth IRA, Kathleen Hager IRA, FFI Automation Inc 401(k) PSP FBO Gary H, KW Automation 401(k) PSP FBO Gary Hager
Claimant Lawyers(s): Gary Hager, Kathleen Hager
Respondent(s): Kevin Nevin, Colony Park Financial Services LLC, Dempsey Lord Smith, Sandlapper Securities
Respondent Lawyers(s): Daniel H. Wirth, Kevin Mark Nevin, Trevor L. Gordon
Arbitrator(s): Lee T. Beske, Frederick Ramos, Steven M. Bialick
Hearing Site: Minneapolis, MN
|  | $0 |
| 20-01124 | 11/16/2021 | Claimant(s): Curtis D. Hertel Rev Liv Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Trevor L. Gordon
Arbitrator(s): Michael Lau, Melanie S. Cherdack, Maria Rosa Scalone
Hearing Site: Boca Raton, FL
| | $205,488 |
| 20-02475 | 07/08/2021 | Claimant(s): Angelo Pastorino
Claimant Lawyers(s): James G. Morris
Respondent(s): Christopher Miller, Raymond Sun, Trevor Gordon, Sandlapper Securities, Sandlapper Student Housing LLC, Specialized Wealth Management
Respondent Lawyers(s): Cameron S. Matheson, Sylvia M. Scott, Trevor L. Gordon
Arbitrator(s): Steven Gourley, Michael Harrison, Peggy Jane Fisher
Hearing Site: Los Angeles, CA
| | $0 |
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities
Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Omaha, NE
| | $1,557,170 |
| 20-00687 | 04/21/2021 | Claimant(s): Laurie LaRoche
Claimant Lawyers(s): David Miller
Respondent(s): James McPherson, Sandlapper Securities, Llc
Respondent Lawyers(s): James Dwight McPherson, Trevor L. Gordon
Arbitrator(s): Steven Ira Weinberger, Randy Atlas, Margo Leslie Green
Hearing Site: Boca Raton, FL
| | $125,000 |
| 19-00944 | 08/14/2020 | Claimant(s): G. Paul Menyharth, The Menyharth Family Tust
Claimant Lawyers(s): G. Paul Menyharth
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Joseph A. Ingrisano
Arbitrator(s): Darryl J. Horowitt, Philip H. Marmurowski, John Kenneth Creighton
Hearing Site: Reno, NV
| | $0 |
