FINRA Awards for Southeast Investments

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01817	03/23/2023	Claimant(s): Roger Johnson Claimant Lawyers(s): David Vermont Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C.. Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen Hearing Site: Chicago, IL		$0
16-02524	01/13/2017	Claimant(s): Darlene Platt Claimant Lawyers(s): Mark A. Tepper Respondent(s): Southeast Investments, N.C.. Respondent Lawyers(s): Frank H. Black Arbitrator(s): Daniel P. Lund Hearing Site: Boca Raton, FL		$15,082
14-00635	02/06/2015	Claimant(s): Julie Schmidt Claimant Lawyers(s): Jeffrey D. Pederson Respondent(s): Frank Black, Southeast Investments, N.C.. Respondent Lawyers(s): Frank H. Black, Frank Harmon Black Arbitrator(s): James B. Eichberg Hearing Site: Denver, CO		$52,152
07-01775	10/06/2008	Claimant(s): Elizabeth Burnell, Estate of Brian Burnell Claimant Lawyers(s): John Hanzel Respondent(s): Frank Black, Southeast Investments, N.C.. Respondent Lawyers(s): Frank H. Black Arbitrator(s): Lynne T. Albert, Leslie R. Berro, Richard E. Miley Hearing Site: Charlotte, NC		$0