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FINRA Awards for Richard S. Frankowski

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Displaying 61-70 out of 96 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0223003/02/2012Claimant(s): Mary Walker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Deborah A. Jackson
Hearing Site: Atlanta, GA
Checkmark Icon$17,298
11-0212003/01/2012Claimant(s): J. Charles and Loena P. Boling
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Erik R. Siering
Hearing Site: Birmingham, AL
Checkmark Icon$213
11-0324102/22/2012Claimant(s): Heather Letts, Lindsey Abbott, Theresa Thompson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Pamela H. Roderick
Hearing Site: Birmingham, AL
Checkmark Icon$34,160
11-0211901/20/2012Claimant(s): Montye Puckett
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert Rosen
Hearing Site: Birmingham, AL
Checkmark Icon$32,925
10-0338101/19/2012Claimant(s): Todd Klumok, Ted Raker and Doris B. Raker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Thomas H. O'Connor, Mary Margaret Bush, Arocles Aguilar
Hearing Site: Atlanta, GA
Checkmark Icon$66,174
10-0169801/10/2012Claimant(s): Margaret Driscoll
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Virginia H. Wertz
Hearing Site: Birmingham, AL
Checkmark Icon$36,433
11-0202812/21/2011Claimant(s): John Pocreva
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Barbara M. Zak
Hearing Site: New Orleans, LA
Checkmark Icon$21,925
10-0338412/09/2011Claimant(s): Daniel Dean, Judy Joachimi, Norman Marik, Patricia Hendricks, Carroll L. Joachimi, Thomas R. Dew
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Marvin J. Klein, Michael G. Clark, Nicholas Jason Enoch
Hearing Site: Nashville, TN
Checkmark Icon$48,260
10-0284012/05/2011Claimant(s): Estate of Jeanne Smith
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Dean J. Dietrich, W. Alex King, Richard Roger Brewer
Hearing Site: Nashville, TN
Checkmark Icon$0
10-0111412/02/2011Claimant(s): Bill Manuel
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): W. Alex King
Hearing Site: Birmingham, AL
Checkmark Icon$25,000

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