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FINRA Awards for Legacy Financial Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0312609/04/2009Claimant(s): Jerry Maye, Rita Maye
Claimant Lawyers(s): Rita H. Maye
Respondent(s): Mark Gandossy, Legacy Financial Services.
Respondent Lawyers(s): Derek C. Anderson, Michael J. Ernst
Arbitrator(s): Zeb E. Barnhardt, M. Bruce Adelberg, Robert S. Zuckerman
Hearing Site: Charlotte, NC
Checkmark IconSettlement
05-0662109/17/2007Claimant(s): Vincent Sanalucia
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Richard Ganim, Legacy Financial Services., Questar Capital Corporation
Respondent Lawyers(s): Joel Wertman, John P. Thomas, Robert J. Hanna
Arbitrator(s): Jeffrey M. Bain, Jason C. Blackford, Robert M. Shwab
Hearing Site: Cleveland, OH
Checkmark Icon$0
06-0415009/13/2007Claimant(s): Joyce Schmidt
Claimant Lawyers(s): Francis V. Cristiano
Respondent(s): Roger Martin, Legacy Financial Services.
Respondent Lawyers(s): Jonathon D. Bergman
Arbitrator(s): Anthony B. Petrelli, Steven Meyrich, John Fleming Kelly
Hearing Site: Denver, CO
Checkmark Icon$36,498

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