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FINRA Awards for Caroline Smith Gidiere

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0497702/01/2013Claimant(s): The Urban Child Institute
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): James F. Carlson, Linda T. Pellegrino, Martha Jeanne Wilcoxson
Hearing Site: Memphis, TN
Checkmark Icon$0
08-0485612/28/2012Claimant(s): J.N. Raines, Julie Raines, Fischer Lime & Cement Company.
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Alexandra M. Linden, David M. Levine, E. William Pastor
Hearing Site: Memphis, TN
Checkmark Icon$61,726
09-0007808/16/2010Claimant(s): Marvin E. Bruce, Trustee
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Elliott David Finkel, Victor B. Taube, Patricia H. Latham
Hearing Site: Memphis, TN
Checkmark Icon$100,000
08-0310902/19/2010Claimant(s): Andrew Stein, Stein Holdings., Stein Investments
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Myron S. Dunay, Paul W. Sterman, Bernice Leah Stander
Hearing Site: Boca Raton, FL
Checkmark Icon$2,500,000

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