| 14-01168 | 09/07/2016 | Claimant(s): EFM Retirement Plan UAD 12/19/11
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): BBVA Securities of Puerto Rico., Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Jaime Rosario
Hearing Site: San Juan, PR
|  | Expungement |
| 14-00780 | 08/28/2015 | Claimant(s): Pablo Aponte Diaz
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): OFS Securities., Oriental Financial Services Corp., Santander Securities LLC
Respondent Lawyers(s): Paul A. Rodriguez-Velez
Arbitrator(s): James W. Geiger
Hearing Site: San Juan, PR
| | Expungement |
| 14-00431 | 02/27/2015 | Claimant(s): T. S. Del Rosario & S. S. Ramos, Ten Com
Claimant Lawyers(s): Normarie Rodriguez Perez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Steven N. Ainbinder, James Sean Healey, Robert G. Bannon
Hearing Site: San Juan, PR
| | $0 |
| 11-04390 | 02/26/2014 | Claimant(s): Ada Robles-Davila, Jose Sanchez-Velez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Ruben Rodriguez, Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez Martinez, Ruben Rodriguez-Dominguez
Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Luz Ivette Rivera
Hearing Site: San Juan, PR
| | Expungement |
| 11-01716 | 02/27/2013 | Claimant(s): Maria Berrios
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc., Oriental Financial Services Corp., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Alfredo Fernandez Martinez, Nanette Berrios-Haddock, Robert C. Quinones
Arbitrator(s): Martin A. Feigenbaum, Jerrold Levine, Michael E. Pearson
Hearing Site: San Juan, PR
| | Expungement |
| 09-02905 | 04/07/2010 | Claimant(s): Carlo Robles, Cynthia Rivera-Figueroa
Claimant Lawyers(s): Juan Marques, Rafael E. Lugo-Sotomayor
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez-Martinez
Arbitrator(s): Joseph J. Slotnik, Nicholas John Taldone, Stuart K. Furman
Hearing Site: San Juan, PR
| | $44,145 |
