FINRA Awards for Michael John Florio

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Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03641	11/09/2016	Claimant(s): Joseph Guglielmo, JFG Music, King Edward Baltimore, Leland Hotel Development Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Melissa M. Muehfeld Arbitrator(s): Mary M. O'Neil, Michael John Florio, Cynthia Ruth Saffir Hearing Site: Los Angeles, CA		Expungement
15-02911	06/23/2016	Claimant(s): Michelle Roberts Claimant Lawyers(s): Michelle M. Roberts Respondent(s): Mark Otta, Monica John, RBC Capital Markets LLC, Stanley Cooper Respondent Lawyers(s): Michael M. Gless Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA		Expungement
13-01837	01/02/2015	Claimant(s): Belva Jeanne Shultz Revocable Trust, Karen K. Fry, Atty in Fact Claimant Lawyers(s): Richard A. Nervig Respondent(s): John Thornes, Thornes & Associates. Invest Sec Respondent Lawyers(s): John Thomas Thornes, Stephen M. Oliveira Arbitrator(s): Michael G. Clark, Benjamin F. Breslauer, Michael John Florio Hearing Site: Los Angeles, CA		$4,525,120
11-04733	06/16/2014	Claimant(s): Kwan Yoo Claimant Lawyers(s): Kwan Kun Yoo Respondent(s): Mooho Lee, Young Seo, Ace Diversified Capital., Ace Securities. Respondent Lawyers(s): Marc I. Zussman Arbitrator(s): David J. Anderson, Erik R. Siering, Michael John Florio Hearing Site: Los Angeles, CA		$0
11-00691	05/06/2014	Claimant(s): Steven Weber, Kern Family Intervivos Trust DTD 8/9/00 Claimant Lawyers(s): Christopher Kern, Steve Weber Respondent(s): Morgan Stanley Respondent Lawyers(s): Abe Lampart Arbitrator(s): Benjamin F. Breslauer, Robert B. Hansohn, Michael John Florio Hearing Site: Los Angeles, CA		Expungement
11-04820	12/06/2013	Claimant(s): M. Otis, Otis Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph Calabrese Arbitrator(s): Robert J. Ruben, Michael John Florio, Audrey Lynne Myer Hearing Site: Los Angeles, CA		Expungement
10-05751	04/12/2012	Claimant(s): Ken Kragen Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Robert W. Vernon, William Lee Krantz, Michael John Florio Hearing Site: Los Angeles, CA		$207,500