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FINRA Awards for Frank W. Virgin

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0319402/19/2014Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
Checkmark Icon$600
08-0326403/11/2010Claimant(s): Adam Frank, Isaac Frank, Laurence Frank, Adam Joel Frank IRA, Isaac Frank IRA, Laurence M. Frank IRA, Lois L. Frank, Lois L. Frank IRA
Claimant Lawyers(s): James K. Langdon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Howard S. Levine, Frank W. Virgin, Andy W. Morgan
Hearing Site: Atlanta, GA
Checkmark Icon$0
07-0105912/17/2007Claimant(s): Edward Tamas
Claimant Lawyers(s): Edward Francis Tamas
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Frank W. Virgin, Deborah A. Jackson, Jacalyn R. Murray
Hearing Site: Atlanta, GA
Checkmark Icon$0

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