FINRA Awards for Steven L. Falk & Associates Inc.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-04064	08/28/2014	Claimant(s): Cabot North Orange 17 Claimant Lawyers(s): Howard Smolar Respondent(s): Michael Burwick, Steven L. Falk & Associates Inc. Respondent Lawyers(s): Steven L. Falk, Thomas G. Nicholson Arbitrator(s): Ronald L. Cheney, Sandor I. Rabkin, David J. Kaufman Hearing Site: Boston, MA		Expungement
10-04075	10/04/2012	Claimant(s): Cheryl Wittmann, Robert Wittmann Claimant Lawyers(s): D. Waxton White Respondent(s): Marilee Hill, Steven L. Falk & Associates Inc. Respondent Lawyers(s): H. Thomas Fehn, Steven L. Falk Arbitrator(s): Douglas Earl McLaren, Jane F. Moore, Vicky L. Orem Hearing Site: Baltimore, MD		$61,600