Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-01973 | 04/27/2010 | Claimant(s): The Minette B. Fisher Family Trust, The Nanette L. Fisher Family Trust, The Roe Green Foundation, The Roe Green Trust Claimant Lawyers(s): James F. Koehler Respondent(s): Charles Schwab, Evelyn Dilsaver, George Pereira, Charles Schwab & Co.., Randall Merk, Robert Lewandowski, Roger Baranovic, Schwab Investments, The Charles Schwab Corporation Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Ellen Holland Keller, Kathleen P. Helbig-Hannan, Harold Dean Tolbert Hearing Site: Cleveland, OH |  | $310,074 |
| 08-02905 | 03/03/2010 | Claimant(s): Bruce Rogovin Claimant Lawyers(s): Steve Rogovin Respondent(s): Charles Schwab & Co.., Robert Lewandowski, Charles Schwab Investment Management, In, Schwab Investments Respondent Lawyers(s): Gordon C. Young Arbitrator(s): W. Pat Conners, Philip C. Johnston, Barbara E. Dixon Hearing Site: Cincinnati, OH | | Stipulated Award and Expungement |