Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00184 | 02/28/2014 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): Howard J. Kaplan Respondent(s): Shan Nagendra Respondent Lawyers(s): Douglas J. Kinz Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Morton S. Bunis Hearing Site: Newark, NJ |  | $0 |
| 10-03511 | 10/04/2011 | Claimant(s): Angela Allen, Christopher Allen, Angela Allen IRA, Christopher M. Allen IRA Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Thinkorswim. Respondent Lawyers(s): Howard J. Kaplan Arbitrator(s): Diana A. Weiner, Dennis R. Sullivan, Charles W. Lavender Hearing Site: Tampa, FL | | $228,000 |
| 09-05115 | 07/08/2011 | Claimant(s): Mohan Selvardj Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Thinkorswim. Respondent Lawyers(s): Howard J. Kaplan Arbitrator(s): Ralph M. Goren, Cynthia R. Lyons, Ann Wilhelmina Kuppe Hearing Site: Chicago, IL | | $0 |