Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova Claimant Lawyers(s): Daria Haidukova Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services. Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12212 |
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan Claimant Lawyers(s): David B Newman Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster Hearing Site: New York, NY | | Settlement |