FINRA Awards for Frederick B. Anderson

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02523	05/23/2022	Claimant(s): Harry Alter, Harry S. Alter Revocable Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Jamie Worden, Worden Capital Management LLC Respondent Lawyers(s): Jamie John Worden Arbitrator(s): Robert J. Scafuri, Jack D. Elmquist, Frederick B. Anderson Hearing Site: Des Moines, IA		$60,000
08-02281	05/13/2009	Claimant(s): Alan Bonebrake, Cecilia Johnson, Chrisenda Smith, Clarence Koester, Claretta Royal, Colleen Schreiter, Personal Rep, Deroy Harshman, Dona Brungardt, Donald Bremer, Donna Gress, Donna Jacobson, Duane Madison, Dwayne Witt, Elaine Heng, Erma Barrett, Esther Schnitzer, Faith Eyman, George Stukenholtz, Gerald Royal, Helen Ladd, et al Claimant Lawyers(s): J. L. Spray Respondent(s): Donald Beary, James Stanfield Respondent Lawyers(s): Patrick B. Griffin Arbitrator(s): Richard M. Duxbury, Frederick B. Anderson, Thomas J. Pleiss Hearing Site: Omaha, NE		$10,290,000
07-00879	12/06/2007	Claimant(s): Jodeen Fletcher Claimant Lawyers(s): Robert A. Uhl Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Larry R. Trussell, Frederick B. Anderson, Jeffrey A. Bainbridge Hearing Site: Omaha, NE		$0