Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02108 | 07/05/2017 | Claimant(s): Michael Gallion, The Estate of Nancy Gallion Claimant Lawyers(s): John D. Singer Respondent(s): Calvin Zara, Pruco Securities. Respondent Lawyers(s): Courtney Stieber, David H. Jarvis Arbitrator(s): Kenneth E. Owen, Joseph Winter, Daniel Lawrence Pearlman Hearing Site: Los Angeles, CA |  | Expungement |
| 16-00503 | 06/01/2017 | Claimant(s): Jorge Casas IRA Claimant Lawyers(s): Steve Buchwalter Respondent(s): Shareholders Service Group. Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Benjamin F. Breslauer, Daniel Lawrence Pearlman, Isaac K. Tasinga Hearing Site: Los Angeles, CA | | $0 |
| 15-01311 | 03/16/2016 | Claimant(s): Suzanne Taylor Claimant Lawyers(s): Deanna Besbekos Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Mary M. O'Neil, Daniel Lawrence Pearlman, Michael Joseph Desmond Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206 |