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FINRA Awards for Robert Bertsch

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0677205/08/2012Claimant(s): Susan Shalov
Claimant Lawyers(s): Robert Bertsch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alan J. Duncan, R. Peter Faris, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
Checkmark Icon$0
10-0005908/03/2011Claimant(s): Stamatis Astras
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Mercer Capital Ltd.
Respondent Lawyers(s): Lynn G. Schultz
Arbitrator(s): Evalyn Lipton Fishbein
Hearing Site: Boston, MA
Checkmark Icon$0
09-0691403/08/2011Claimant(s): Edwin Christensen
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Rocco Mongelli
Respondent Lawyers(s): Robert Bertsch
Arbitrator(s): John Richard Lynch
Hearing Site: Albany, NY
Checkmark IconStipulated Award

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