Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02053 | 04/06/2015 | Claimant(s): Tamara Collins Claimant Lawyers(s): Tamara J. Collins Respondent(s): LPL Financial LLC, Scott Wilson Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Robert G. Scott Hearing Site: Wichita, KS |  | $6,631 |
| 13-00888 | 06/20/2014 | Claimant(s): Trainor Trucking. Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | | $0 |
| 13-01653 | 03/13/2014 | Claimant(s): Gregory Grinberg Claimant Lawyers(s): Christine Lazaro Respondent(s): LPL Financial LLC, Louis Wolfson Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Daniel J. McCarthy Hearing Site: New York, NY | | $0 |
| 13-00349 | 02/28/2014 | Claimant(s): Robert and Noel Dickson Claimant Lawyers(s): James S. Helfrich Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): James Patrick Beck Hearing Site: Denver, CO | | $300 |
| 11-03097 | 05/14/2013 | Claimant(s): Garret Wyckoff IRA, Garret Wyckoff and Judy Wyckoff JTTen Claimant Lawyers(s): Howard W. Hirschhorn Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Ilyse Roberta Levison, Morton S. Bunis, Edward W. Morris Hearing Site: New York, NY | | $0 |
| 09-04708 | 02/04/2010 | Claimant(s): Robert Dunn Claimant Lawyers(s): Robert E. Dunn Respondent(s): LPL Financial LLC, Stephen Lomsdalen Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | | $163 |