| 10-03792 | 04/26/2012 | Claimant(s): Ashley Furniture Industries.
Claimant Lawyers(s): Jennifer A. Waters
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Terry F. Peppard, David J. Hase, Victor A. Shier
Hearing Site: Milwaukee, WI
|  | $1,900,000 |
| 10-04376 | 08/04/2011 | Claimant(s): Jack Loew, Ruth Loew, Loew Revocable Trust
Claimant Lawyers(s): Mark E. Sanders
Respondent(s): John Norquay, Midamerica Financial Services., PivotPoint Advisors
Respondent Lawyers(s): Charles S. Genisio, John Norquay
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
| | $29,097 |
| 09-06155 | 01/14/2011 | Claimant(s): John A. Winter IRA, Margie M. Winter IRA, John A. Winter & Margie M. Winter, John A. Winter 401K Plan
Claimant Lawyers(s): John Winter
Respondent(s): Robert W. Baird & Co. Incorporated, Thomas Waldkirch
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $0 |
| 10-00558 | 01/13/2011 | Claimant(s): Antoinette Guenther, Antoinette S. Guenther Revocable Trust
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Richard Schilffarth, RBC Capital Markets LLC, B. C. Ziegler and Company
Respondent Lawyers(s): Carolyn Guy, Jonathan W. Hackbarth, Nancy L. Hendrickson
Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $0 |
| 07-01577 | 11/02/2007 | Claimant(s): Tom W. White & Jane C. White JT TEN
Claimant Lawyers(s): Tom William White
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
| | $0 |
