07-03395 | 02/04/2009 | Claimant(s): Jean Nilsson Claimant Lawyers(s): Paul Sabia Respondent(s): Anthony Czarzasty, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lauryn J. Hart Arbitrator(s): William I. Carmen Hearing Site: Hartford, CT
| | Stipulated Award and Expungement |
07-03110 | 05/22/2008 | Claimant(s): Toni Ciarlariello Claimant Lawyers(s): Toni G. Ciarlariello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lauryn J. Hart Arbitrator(s): Charles A. Crocco Hearing Site: Newark, NJ
| | $0 |
06-03869 | 10/03/2007 | Claimant(s): Bernard Hober, Cynthia Hober, John Bernard Hober Custodial, Kendall Anne Hober Custodial Claimant Lawyers(s): Victor G. Zilinskas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lauryn J. Hart Arbitrator(s): Michael D. Harrison, Arthur F. Brueggeman, Karen A. Lockwood Hearing Site: Los Angeles, CA
| | $0 |
05-06038 | 09/24/2007 | Claimant(s): Christopher Glaub Claimant Lawyers(s): James C. Steffl Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lauryn J. Hart Arbitrator(s): Edward Rosenbaum, Allan G. Vagstad, Lee Hornberger Hearing Site: Detroit, MI
| | $0 |