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FINRA Awards for George Wood

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0024604/04/2017Claimant(s): George Wood
Claimant Lawyers(s): Scott Fink
Respondent(s): Heather Weber, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Melinda S. Milberg, Denise L. Presley, John Francis Markuns
Hearing Site: Boston, MA
Checkmark IconExpungement
07-0325905/01/2009Claimant(s): Estate of Sarah E. Faulk
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities.
Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks
Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff
Hearing Site: Birmingham, AL
Checkmark Icon$0

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