Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-00357 | 05/05/2011 | Claimant(s): Dennis W. Tibbs, IRA, QRP, Patricia A. Tibbs, Dennis W. and Patricia A. Tibbs, Jt Ten Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Brian E. Bro, Martin Samuel Altimore Hearing Site: Houston, TX |  | Expungement |
| 08-02547 | 11/04/2009 | Claimant(s): Dana Gribi Claimant Lawyers(s): Jack W. Cunningham Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): David R. Maurer Arbitrator(s): Donald K. Eckhardt, Martin Samuel Altimore, Jeffrey R. Jury Hearing Site: Houston, TX | | $7,500 |
| 07-01236 | 02/15/2008 | Claimant(s): John Wallis, John R. Wallis IRA Claimant Lawyers(s): Robert A. Uhl Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): LLoyd S. Clareman Arbitrator(s): William Edward Buck, Martin Samuel Altimore, Martin Epner Hearing Site: Houston, TX | | Stipulated Award |