Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02676 | 06/06/2016 | Claimant(s): McDaniel Family Trust Claimant Lawyers(s): Janice April McDaniel Respondent(s): Barry Armstrong, Brendan Hayes, Securities America., Paul Parsons, Susan Powers Respondent Lawyers(s): John K. Wells Arbitrator(s): Paul A. Auerbach Hearing Site: Boston, MA |  | Dismissed by Rule 12504 |
| 10-04306 | 01/23/2012 | Claimant(s): Candace Roderick, Kayla Ann Roderick Trust, Olive M. Larwrence Trust Claimant Lawyers(s): Joseph Fogel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John K. Wells Arbitrator(s): Mary C. Kelleher, Christine Armstrong, James R. Collins Hearing Site: Boston, MA | | Expungement |
| 09-05044 | 10/08/2010 | Claimant(s): Alan Biren, John Tucker Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): John K. Wells Arbitrator(s): Kelly M. Lonergan, Patrick W. McKeon, John J. Kenny Hearing Site: Boston, MA | | $1,085,600 |