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FINRA Awards for John E. Bersin

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0285609/25/2014Claimant(s): Alan Iselin, Samuel Enterprises Inc.
Claimant Lawyers(s): Michelle Kagan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
Checkmark Icon$3,500
08-0245207/24/2009Claimant(s): Liem Leigh
Claimant Lawyers(s): Liem Leigh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Richard J. Stall, Troy C. Sumrall, Peter D. Steinbroner
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0141106/02/2009Claimant(s): Steven Wierzba
Claimant Lawyers(s): Steven Wierzba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Ferdinand Schoch, Thomas H. O'Connor, Paul D. Gutierrez
Hearing Site: San Francisco, CA
Checkmark Icon$0
08-0002507/08/2008Claimant(s): Vince Sullivan and Monica Sullivan
Claimant Lawyers(s): Vince Sullivan
Respondent(s): E* Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): William E. Smith
Hearing Site: Newark, NJ
Checkmark Icon$163

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