Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02693 | 10/20/2010 | Claimant(s): Steven Weisberg, IRA FBO Steven L. Weisberg SunAmerica Tr, Steven L. Weisberg Rev. Trust Claimant Lawyers(s): Craig D. Stein Respondent(s): Royal Alliance Associates., John Schwartz, Retirement Advisory Services. Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Paul W. Sterman, Michael J. Quarequio, Eugene H. Steele Hearing Site: Boca Raton, FL |  | $80,000 |
| 09-04900 | 08/30/2010 | Claimant(s): Alvin Kling, Pearl Kling, Alvin Kling Revocable Trust, Howard Gary Kling Irrevocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Andrew W. Robertson Arbitrator(s): Michael J. Quarequio, Philip L. Manczak Hearing Site: Boca Raton, FL | | $18,300 |