FINRA Awards for David J. Capriotti

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00127	11/25/2013	Claimant(s): Jack Cherkin, Pamela Cherkin Claimant Lawyers(s): G. Clinton Kelley Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates. Respondent Lawyers(s): James W. Kraus Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson Hearing Site: Pittsburgh, PA		$35,000
07-01864	07/15/2008	Claimant(s): Estate of Lewis A. Scull, Jr. Claimant Lawyers(s): Foster S. Goldman Respondent(s): Andrew Kolenda, Carl Antonucci, Rick Pierchalski, William Berkowitz, 4th Street Investments, BP Investment Partners I LP, BP Investment Partners II LP, BP Investment Partners III LP, BPU Investment Group., BPU Investment Management., BPU Investment., BPU Investments., Berkowitz, Pierchalski. Respondent Lawyers(s): Richard J. Federowicz Arbitrator(s): David J. Capriotti, Daniel J. Kortum, Francis A. King Hearing Site: Pittsburgh, PA		$250,000