FINRA Awards for Brent J. Burtin

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Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-06378	04/19/2010	Claimant(s): Gina and Antonio Strazzullo Claimant Lawyers(s): Gina Strazzullo Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Robert J. Saex Hearing Site: Ft. Lauderdale, FL		$0
09-02527	10/14/2009	Claimant(s): Frances Meyers Claimant Lawyers(s): Howard Meyers Respondent(s): Wachovia Securities Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY		$9,413
08-03999	06/19/2009	Claimant(s): Louis Basel, Penelope Basel Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Wachovia Securities, Neophytos Ganiaris Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Paul T. Green, Pamela H. Roderick, Judith P. Brooks Hearing Site: New York, NY		$60,000
08-00029	05/29/2009	Claimant(s): Craig Roberts, Pennie Roberts, Pennie L. Roberts Rev. Trust Claimant Lawyers(s): A. Brian McIntosh Respondent(s): Wachovia Securities, Patrick Sowers, Scottrade. Respondent Lawyers(s): Andrew C. Small, Brent J. Burtin Arbitrator(s): W. Pat Conners, John S. Weisheit, Edmund P. Pultinas Hearing Site: Cincinnati, OH		$0
06-05046	08/28/2008	Claimant(s): Steven Bickel Claimant Lawyers(s): Frank E. Bremmer Respondent(s): John Humphrey, A.G. Edwards & Sons., Robert Burns Respondent Lawyers(s): Brent J. Burtin, John James Humphrey Arbitrator(s): David J. Anderson, Gerald F. Corrigan, David Nielsen Hearing Site: Los Angeles, CA		No Info
07-01982	03/14/2008	Claimant(s): Marilyn J. Adams, IRA Claimant Lawyers(s): Marilyn J. Adams Respondent(s): Christian Clinton, A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Laz L. Schneider Hearing Site: Boca Raton, FL		$10,213
05-05647	12/10/2007	Claimant(s): Ann Rofer, Mario Rofer Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Anthony Russo, A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Curtis H. Baer, Howard B. Brown, Frank L. Wolf Hearing Site: Los Angeles, CA		$130,600