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FINRA Awards for John Elliott

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0040009/29/2021Claimant(s): John Elliott
Claimant Lawyers(s): Matthew R. Lewis
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Marilyn R. Lewis, Rick Gale Doty, Ruth M. Moore
Hearing Site: Denver, CO
Checkmark Icon$2,082,150
09-0580112/06/2010Claimant(s): Robert Bridge
Claimant Lawyers(s): Steven M. Green
Respondent(s): John Elliott, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): John C. Lees, Sally G. Williams, Robert Alan Merring
Hearing Site: San Diego, CA
Checkmark Icon$68,547

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