Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01891 | 09/22/2017 | Claimant(s): Pollard Family Trust, Sierra Bonita Trust Claimant Lawyers(s): Michael T. McColloch Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven M. Malina Arbitrator(s): Sally G. Williams, Randall B Christison, William Richard Espino Hearing Site: San Diego, CA |  | $0 |
| 14-02756 | 03/25/2016 | Claimant(s): Woodcock Foundation Claimant Lawyers(s): Christopher W. Haden Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Steven M. Malina Arbitrator(s): Charles H. Maguire, Amelia F. Adams, Fred J. Naffziger Hearing Site: Louisville, KY | | Expungement |
| 07-03105 | 11/26/2008 | Claimant(s): Alvin McQuinn, Alvin E. McQuinn FLITE Trust Claimant Lawyers(s): John Cotter, Mark J. Briol Respondent(s): Wachovia Securities Respondent Lawyers(s): Steven M. Malina Arbitrator(s): Lawrence J. Welte, Robert S. Burk, Daniel D. Hill Hearing Site: Minneapolis, MN | | $250,000 |