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FINRA Awards for Steven M. Malina

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0279008/31/2022Claimant(s): Anthony DeMaio
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): RBC Capital Markets LLC, The Jeffrey Matthews Fin. Group, L.L.C.
Respondent Lawyers(s): Ginny Colarusso, Steven M. Malina
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
17-0014012/18/2017Claimant(s): Christopher Delong
Claimant Lawyers(s): Nicholas Iavarone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Reggie C. Giffin, Gregory G. Gocek, Zachary Lee Berkstresser
Hearing Site: Kansas City, MO
13-0123111/01/2013Claimant(s): Timothy Gibson
Claimant Lawyers(s): Steven M. Malina
Respondent(s): Karyl Amstutz, Randall Amstutz
Respondent Lawyers(s): Lindsay M. Hurni
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Indianapolis, IN
Expungement

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