12-01360 | 02/06/2014 | Claimant(s): Gail Greene, on behalf of her IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): John R. Pepe, Oliver J. Janney Hearing Site: Tampa, FL
| | Expungement |
12-03340 | 12/24/2013 | Claimant(s): Renee Greenberg, Renee Greenberg Trust U/A DTD 3/21/02 Claimant Lawyers(s): Walter J. Mathews Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): John R. Pepe, Daniel P. Lund, Joseph John Mantione Hearing Site: Orlando, FL
| | Expungement |
11-02139 | 06/28/2013 | Claimant(s): Cynthia Scott Claimant Lawyers(s): Cynthia Scott Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos Provencio Arbitrator(s): John R. Pepe, Alfred Brunette, John B. Roe Hearing Site: Tampa, FL
| | $0 |
10-04445 | 09/02/2011 | Claimant(s): Evanna Ondeck Cohen Rev Trust Claimant Lawyers(s): William B. Young Respondent(s): Securities America. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): John R. Pepe, Benjamin L. Abramowitz, Harvey Alan Blicksilver Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
09-03902 | 03/24/2011 | Claimant(s): Bridget Crudo, Eva Crudo Claimant Lawyers(s): Eva Crudo Respondent(s): Paula Branum, Robyn O'Hara, Regal Securities. Respondent Lawyers(s): Gina Bokios, Paula Deanna Branum, Robyn Lynn O'Hara Arbitrator(s): John R. Pepe, S. Charles Tabak, Martin R. Cramer Hearing Site: Newark, NJ
| | $159,120 |