18-03863 | 12/06/2019 | Claimant(s): David Maturi Claimant Lawyers(s): Jorge M. Altamirano Respondent(s): L.O. Thomas & Co. Inc. Respondent Lawyers(s): Marc S. Gottlieb Arbitrator(s): Diane Ciccone, Carol H. Gold, Mark H. Stein Hearing Site: Philadelphia, PA
| | $0 |
19-00178 | 11/05/2019 | Claimant(s): Margaret Mary Felix Claimant Lawyers(s): Ian A Taylor Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Carrie L. Chelko Hearing Site: Philadelphia, PA
| | $0 |
18-04002 | 06/28/2019 | Claimant(s): Estate of Loraine Neitzel Claimant Lawyers(s): David M. White Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA
| | $0 |
15-03291 | 01/04/2017 | Claimant(s): Jay McCay Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Greg Curley Arbitrator(s): Diane Ciccone, Edward Blumstein, William J. Hirsch Hearing Site: Philadelphia, PA
| | Expungement |
15-02045 | 09/22/2016 | Claimant(s): Anthony DiRuzzo, Theresa DiRuzzo Claimant Lawyers(s): Anthony J. DiRuzzo Respondent(s): Tiaa-cref Individual & Institutional Ser Respondent Lawyers(s): Scott N. Sherman Arbitrator(s): Diane Ciccone, Paul A. Auerbach, Thomas Matthew Madden Hearing Site: Providence, RI
| | $0 |
13-02396 | 06/08/2016 | Claimant(s): Bruce Lanzetta Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Gregory Flemming, Lawrence Banks Respondent Lawyers(s): Gregory Flemming, Lawrence Allen Banks Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA
| | $10,525 |
14-01404 | 06/19/2015 | Claimant(s): Robert Rosen Claimant Lawyers(s): Casey Green Respondent(s): Wells Fargo Advisors, Efstathios Kanteliotis, Stephen Gitter Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Elliot B. Platt, Diane Ciccone, Michael P. Marryshow Hearing Site: Philadelphia, PA
| | $50,300 |
14-00800 | 03/27/2015 | Claimant(s): Michael Gregory Duke Claimant Lawyers(s): Michael Duke Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Cornelius C. Clancy, Diane Ciccone, Gordon M. Wase Hearing Site: Philadelphia, PA
| | $0 |
12-04073 | 10/16/2014 | Claimant(s): Rose Gugliemetti Claimant Lawyers(s): Scudder G. Stevens Respondent(s): TD Ameritrade., TD Bank, USA Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA
| | $13,750 |
13-01707 | 05/30/2014 | Claimant(s): Susan Frankel Claimant Lawyers(s): Adam M. Green Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA
| | Expungement |