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FINRA Awards for SG Americas Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0120107/24/2018Claimant(s): AC Scout Trading
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): Newedge USA, SG Americas Securities
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Sandra Gale Behrle, Anthony J. Raimondi, James Anthony Maccaro
Hearing Site: New York, NY
Checkmark Icon$0
09-0359810/07/2011Claimant(s): Aurum STS Aggressive Trading LLC
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Atef Eltoukhy, Cowen Group., SG Americas Securities, Societe Generale, Societe Generale Warrants Limited N.V.
Respondent Lawyers(s): David M. Brodsky, Jeff G. Hammel, John C. Molluzzo, Michael C. Miller, Paul Serritella
Arbitrator(s): Darryl J. Horowitt, Mark R. Topper, Charles Eugene Markley
Hearing Site: San Francisco, CA
Checkmark Icon$59,900,000

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