| 14-00035 | 05/21/2015 | Claimant(s): Precioso Gabrillo
Claimant Lawyers(s): Precioso P. Gabrillo
Respondent(s): Charles Vaccarro, Element Trading Technologies LLC
Respondent Lawyers(s): Charles Vaccarroorate Officer
Arbitrator(s): Barbara M. Anscher
Hearing Site: San Francisco, CA
|  | $3,437 |
| 13-00043 | 03/03/2015 | Claimant(s): Arnold Levins
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 13-00366 | 12/08/2014 | Claimant(s): Michael Hammel, Michael D. Hammel IRA
Claimant Lawyers(s): Ryan Cook, Samuel B. Edwards
Respondent(s): James Bernthal, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Financial Group
Respondent Lawyers(s): James Rhys Bernthal, Kevin Sharma, Qi Huang, Stephen Grivas, Upinder Kumar Sharma
Arbitrator(s): Kathryn J. Toronto, Barbara M. Anscher, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
| | $182,932 |
| 13-02209 | 10/03/2014 | Claimant(s): Carol Humphries, Wilson Humphries
Claimant Lawyers(s): Brian D. Miller, Mitchell S. Ostwald
Respondent(s): Rocco Cortese, Tomas Velken, Sigma Financial Corporation
Respondent Lawyers(s): Avi Wagner, Jonathan M. Sterling
Arbitrator(s): Barbara M. Anscher, Philip Aaron Tymon, Nancy A. Yonge
Hearing Site: San Francisco, CA
| | Expungement |
| 09-02584 | 12/14/2010 | Claimant(s): Kay Family Revocable Trust dd 2/7/90
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): Stone & Youngberg LLC
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Barbara M. Anscher, Michael Lancaster Garcia, Robert M. Greber
Hearing Site: San Francisco, CA
| | $750,000 |
