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FINRA Awards for William Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0280202/03/2012Claimant(s): Carolynn Harmon, Robert Harmon
Claimant Lawyers(s): Carolyn Harmon
Respondent(s): Sandra Rayba, Scott Pionk, William Rice, Michigan Securities., Select Financial Group
Respondent Lawyers(s): Michael P. Marsalese, President of the Company, Scott D. Pionk
Arbitrator(s): Edward M. Olson, Diane Catherine Tietmeyer, John F. Burns
Hearing Site: Detroit, MI
Checkmark Icon$239,663
10-0263201/06/2012Claimant(s): Kline Enterprises.
Claimant Lawyers(s): Richard M. Layne
Respondent(s): Securities America., Thomas Goodson, William Rice, Brecek & Young Advisors.
Respondent Lawyers(s): Brandon S. Reif, Chad E. Weaver, Terrance DeWald
Arbitrator(s): Ferdinand Schoch, Alexandra M. Linden, Fern M. Laethem
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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