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FINRA Awards for Sharon A. McCloskey

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0074212/30/2009Claimant(s): Barbara Russo, Daniel Russo
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Wachovia Securities, Michael Greene
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Larry Kars, Arthur Best, Sharon A. McCloskey
Hearing Site: New York, NY
Checkmark Icon$0
07-0358412/01/2008Claimant(s): Kathleen Vigiano, Maria Vigiano
Claimant Lawyers(s): Marc D. Powers
Respondent(s): Robert Kennedy, Robert J. Kennedy & Associates, Walnut Street Securities.
Respondent Lawyers(s): B. John Pendleton
Arbitrator(s): Marvin Schwartz, Alida D. Camp, Sharon A. McCloskey
Hearing Site: New York, NY
Checkmark Icon$388,669
06-0200208/12/2008Claimant(s): Juluru Rao
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Mark Ketner, Investec Ernest & Company
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Sandralin J. Kiss, Renee S. Rothschild, Sharon A. McCloskey
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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