Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust Claimant Lawyers(s): Gary Mark Brewer Respondent(s): Christopher Taylor, Kestra Investment Services Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA | Dismissed by Rule 12206 | |
18-03463 | 11/01/2019 | Claimant(s): Mark Tsuchiyose, Bay Area Digestive Health Medical Grp T, Mark & Kazumi Tsuchiyose Trust Claimant Lawyers(s): Marc I Zussman Respondent(s): John Lau, Girard Securities., LFS Asset Management Respondent Lawyers(s): Craig Zafis, Elizabeth Lowery Arbitrator(s): Kenneth M. Weinman, Eric Gad Forster, Leslie Marie Hopp Hearing Site: Los Angeles, CA | $0 |