| 10-00456 | 09/16/2010 | Claimant(s): Roger Gratwick
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael M. Hachigian
Hearing Site: Birmingham, AL
|  | $25,425 |
| 09-04373 | 05/07/2010 | Claimant(s): James R. Burns, IRA
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): C. Sumpter Logan
Hearing Site: Birmingham, AL
| | $0 |
| 08-03947 | 03/10/2010 | Claimant(s): Sturla Terry Canale Living Trust
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): John P. Cullem, Howard L. Hill, Donald R. Smith
Hearing Site: Tampa, FL
| | $50,000 |
| 08-03064 | 06/19/2009 | Claimant(s): Elizabeth Muller, Elizabeth O. Muller IRA, Robert R. Muller IRA, Robert R. Muller Profit Sharing Plan, Robert R. & Elizabeth O.S. Muller Trust,
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Catherine Stewart, Catherine S. Kopley, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $100,000 |
| 08-03222 | 04/29/2009 | Claimant(s): William Stackpole
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
| | $2,531 |
